RTS 28

2017

Class of Instrument

Debt Instruments

Notification if <1 average

trade per business day in

the previous year

N

Top five execution

venues ranked in

terms or trading

volumes

Proportion of volume

traded as a percentage

of total in that class

Proportion of orders

executed as a percentage

of total in that class

Percentage of passive

orders

Percentage of agressive

orders

Percentage of directed

orders

OTC Markets [XOFF]

100%

100%

0%

100%

0%

N/A

-

-

-

-

-

N/A

-

-

-

-

-

N/A

-

-

-

-

-

N/A

-

-

-

-

-

Class of Instrument

Cash Equities - Broker Dealer

Notification if <1 average

trade per business day in

the previous year

N

Top five execution

venues ranked in

terms or trading

volumes

Proportion of volume

traded as a percentage

of total in that class

Proportion of orders

executed as a percentage

of total in that class

Percentage of passive

orders

Percentage of agressive

orders

Percentage of directed

orders

London Stock Exchange [XLON]

51.55%

34.14%

-

-

-

Borsa Italiana [XMIL]

14.55%

3.4%

-

-

-

New York Stock Exchange [XNYS]

5.72%

17.32%

-

-

-

Euronext Paris [XPAR]

4.53%

9.91%

-

-

-

Deutsche Boerse AG [XFRA]

4.41%

11.00%

-

-

-

Class of Instrument

Currency Derivatives

Notification if <1 average

trade per business day in

the previous year

N

Top five execution

venues ranked in

terms or trading

volumes

Proportion of volume

traded as a percentage

of total in that class

Proportion of orders

executed as a percentage

of total in that class

Percentage of passive

orders

Percentage of agressive

orders

Percentage of directed

orders

Chicago Merchantile Exchange [XCME]

100%

100%

-

-

100%

N/A

-

-

-

-

-

N/A

-

-

-

-

-

N/A

-

-

-

-

-

N/A

-

-

-

-

-

Class of Instrument

Equity Derivatives

Notification if <1 average

trade per business day in

the previous year

N

Top five execution

venues ranked in

terms or trading

volumes

Proportion of volume

traded as a percentage

of total in that class

Proportion of orders

executed as a percentage

of total in that class

Percentage of passive

orders

Percentage of agressive

orders

Percentage of directed

orders

ICE Futures Europe [ICEU]

53.93%

7.16%

-

-

100%

One Chicago [XOCH]

29.47%

84.67%

-

-

100%

Chicago Merchantile Exchange [XCME]

13.22%

1.80%

-

-

100%

ICE Futures US [ICUS]

2.12%

3.04%

-

-

100%

Eurex Deutschland [XEUR]

1.12%

0.89%

-

-

100%

Class of Instrument

Commodities Derivatives

Notification if <1 average

trade per business day in

the previous year

N

Top five execution

venues ranked in

terms or trading

volumes

Proportion of volume

traded as a percentage

of total in that class

Proportion of orders

executed as a percentage

of total in that class

Percentage of passive

orders

Percentage of agressive

orders

Percentage of directed

orders

Chicago Merchantile Exchange [XCME]

93.74%

92.72%

-

-

100%

ICE Futures US [ICUS]

6.10%

0.05%

-

-

100%

New York Merchantile Exchange [XNYM]

0.15%

0.05%

-

-

100%

N/A

-

-

-

-

-

N/A

-

-

-

-

-

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